Compliance Management System

Course Overview

The requirements and guidelines for creating, developing, implementing, evaluating, maintaining, and continually improving a compliance management system are outlined in ISO 37301. A CMS gives organizations a structured approach to fulfill all compliance requirements, including those that must be voluntarily met, such as internal policies and procedures, c odes of c ond uc t , st a ndards, an d agreements with communities or non-profit organizations, as well as those that must be met by law, regulation, court orders, permits, and licenses. All organizations, regardless of size, nature, or complexity of activity, can use ISO 37301. Integrity, good governance, proportionality, transparency, accountability, and sustainability are the cornerstones of CMS

Who should attend?

• Auditors wishing to perform CMS audits
• Managers or consultants who want to learn how to conduct a CMS audit
• Those in charge of ensuring that an organization complies with ISO 37301 requirements
• Technical experts with interest CMS audit
• Compliance officers and advisors

Course Objectives

• Understand the fundamental concept behind a compliance management system (CMS) based on ISO 37301
• Understand how ISO 37301 relates to other standards and regulatory frameworks.
• Understand the role of the auditor in planning, conducting, and wrapping up a CMS audit in accordance with ISO 19011.
• Plan an audit, supervise a team of auditors, create nonconformity reports, and carefully monitor the audit’s progress.

Course Objectives

Day 1: Introduction to the Compliance Management System (CMS) and ISO37301

Day 2: Audit principles and the preparation for and initiation of an audit

Day 3: On-site audit activities

Day 4: Closing of the audit

Day 5: Course revision & Certification exam